Client Transition

Our Commitment to You Remains the Same

Change can feel unsettling, especially when it comes to something as personal as your financial future. As you transition to Iron Shore Wealth Strategies, our goal is simple: make this shift feel seamless, and show you that the same care, attention, and strategy you’ve come to expect will continue — just under a new roof.

 

First Steps In the Process:

  • Confirm household contact information & beneficiary details
  • Update financial profile (income assets, liabilities, liquidity needs)
  • Review current account registrations and ownership structures
  • Identify any items that may require special handling
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Paperwork Made Simple

Our team prepares all required documents. The following types of forms will be sent securely through DocuSign:

  • Investment Account Paperwork
  • Broker of Record Updates (if applicable)
 

The Transition Window:
Asset Movement & Monitoring

Through our relationship with MMLIS, assets held in brokerage accounts are custodied with Fidelity Investments’ broker-dealer, National Financial Services LLC (“NFS”). We initiate that transfer to NFS.

  • Most transfers are completed within 5-10 business days, though certain products may take longer.
  • Our team tracks the process from start to finish.
Investment charts with calculator and glasses
 
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Building Your Digital Financial Hub:
Investor360 Integration

  • After accounts are established, we build your profile within Investor360, our centralized digital ecosystem.
  • Once completed, you will see your financial life, organized and accessible.
 

What Happens Next?

  • We'll schedule a post-transfer strategy meeting to confirm your investment roadmap and review planning priorities for the next 6-12 months.
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Transition Support

Frequently Asked Questions

Not without a conversation first. We’ll review your current strategy together before recommending any adjustments — nothing changes without your input.

In most cases, very little is required of you. We handle the coordination and paperwork; we’ll let you know exactly if and when your signature or input is needed.

Yes. Your information is handled with the same security and confidentiality standards throughout the entire process.

Please connect directly with Kamar Plunkett or Shara Thomas with any questions about your transition.
We’re Here to Help

You don’t have to navigate this change alone.

We’re here to make it simple.

Schedule a Welcome Call